About SMH Capital

SMH Capital is a publicly traded company on the NASDAQ (SMHG) and is the largest investment banking firm headquartered in the Southwest, with twenty nine (29) offices throughout the United States and the financial strength that assures stability.

The firm's philosophy of "Investment In Common," the purchase and sale of securities alongside our clients, demonstrates a unique commitment to the success of our clients.

With over (18) Billion in asset management SMH knows every investment carries an element of risk. We demonstrate a unique conviction by putting our money where our clients' money is. That is highly uncommon in today's business world! Our firm offers a complete range of investment services; Asset management; Financial planning and trust services; Institutional an d private client brokerage; Investment banking; Investment research; Market making; Merchant banking and Specialized investment funds.

The Sanders Morris Harris Group Family of Companies

SMH Capital Inc. is at the center of a family of related companies that are owned in whole or in part by Sanders Morris Harris Group Inc. (NASDAQ: SMHG). These affiliated companies allow us to provide greater value to our customers, employees, and shareholders. To provide you with the products and services you request, to serve you better, to manage our business, and as otherwise permitted or required by law, we may disclose personal information we collect about you to other Sanders Morris Harris Group companies. They have agreed to hold your information in confidence and to comply with the privacy policy established by SMH Capital Inc.